Ameriprise India LLP has been providing client based financial solutions to help clients plan and achieve their financial objectives for 125 years. Ameriprise India are a U.S. based financial planning company headquartered in Minneapolis with a global presence. The firm’s focus areas include Asset Management and Advice, Retirement Planning and Insurance Protection. Be part of an inclusive, collaborative culture that rewards you for your contributions and work with other talented individuals who share your passion for doing great work. You’ll also have plenty of opportunities to make your mark at the office and a difference in your community. So if you're talented, driven and want to work for a strong ethical company that cares, take the next step and create a career at Ameriprise India LLP.
Name of the
Organization: Ameriprise India
Requisition
ID: R24_0000002445
Positions: Process
Trainee Central Supervisory Unit
Location: Gurugram (Hybrid)
Salary: As per
company Norms
Educational
Qualifications:
- Bachelor’s degree or equivalent
Job Description:
Supporting
supervision functions of client facing documents, communications and investment
products to ensure compliance with regulatory requirements. Analysts will be
expected to identify potential irregularities/ red flags, while maintaining
agreed service levels and commitments.
Key
Responsibilities:
- Provide support to Registered Principals and Supervision leaders in conducting supervision by providing 1st level analysis of documents and processes, data aggregation, reporting and similar activities.
- Responsible to complete the required tasks within the pre-defined SLAs, maintaining required quality parameters. Help identify efficiencies through innovation using Lean.
- Manage multiple and changing priorities, expectations and concerns while working closely with business partners in a focused and responsive manner.
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