Compliance Analyst Job Openings Pune 2025!!!
ACA Group announced job vacancy for the post of Compliance Analyst. The place of posting will be at Pune. Candidates who have completed Graduate / Engineering / Post Graduate with Fresher / Experience are eligible to apply. More details about qualifications, job description and roles & responsibilities are as follows
Name of the Company |
ACA Group |
Required Qualifications |
Graduate |
Skills |
Communication, MS Office Applications, Accounting
software, Quick Books Online experience |
Category |
Finanace |
Work Type |
Onsite |
ACA
Group is the leading governance, risk, and compliance (GRC) advisor in
financial services. They empower their clients to reimagine GRC and protect and
grow their business. Their innovative approach integrates consulting, managed
services, and their ComplianceAlpha technology platform with the specialized
expertise of former regulators and practitioners and our deep understanding of
the global regulatory landscape.
The
Accounting Specialist will assist the FINOP Consulting Department with the
preparation of SEC/FINRA financial statements in accordance with FINRA/SEC
Regulations and General Accepted Accounting Principles (GAAP) for Broker/Dealer
and Investment Adviser clients.
Θ Positions: Compliance
Analyst
Θ Job
Location:
Pune
Θ Salary: As Per Company
Norms
Θ Job Type: Full Time
Θ Requisition
ID: 1317975600
Roles and
Responsibilities:
- Preparation of financial reports in accordance with GAAP
- Preparation of regulatory reports, to include FOCUS, SSOI, SIS, OBS and other required reports
- Download from the accounting system reports to review and tie accounts to back up documentation.
- Download and complete bank reconciliations and other statement reconciliations as needed.
- Work with the internal database to add notes and items needed for the preparation of financials and regulatory reports.
- Communicate with clients regarding pending items to complete financials and regulatory reports.
- Responsible for reporting to senior management, including any potential or perceived violations of applicable laws, rules or Company policies
- Other tasks and duties as assigned
Required
Skills & Qualifications:
- Associate’s degree in Accounting, Business Administration preferred
- 2+ years of accounting or office experience
- Working knowledge of Microsoft
- Working knowledge of Accounting software, Quick Books Online experience a plus
- Strong oral and written communications skills
- Proven audit/work monitoring skills
- Ability to interpret written or oral instructions received from manager
- Ability to effectively and efficiently complete assigned tasks
- Proven ability to handle multiple deadlines
- Attention to detail
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