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Remote Analyst Compliance Inspection Job Openings 2025!!!

Empower announced a job vacancy for the post of Analyst Compliance Inspection. The place of posting will be Remote – Hiring office Bangalore. Candidates who have completed Graduate / Engineering / Post Graduate with Fresher / Experience are eligible to apply. More details about qualifications, job description, and roles & responsibilities are as follows.

Company Overview

Name of the Company	Empower
Required Qualifications	Graduate
Skills	Excellent verbal and written communication skills
Category	Compliance
Work Type	Remote

The Analyst Compliance Inspection supports Empower’s compliance inspection program by preparing for and coordinating inspections to ensure adherence to regulatory requirements and internal policies. This position involves detailed pre-work, data and trend analysis aligned with compliance data analyst roles, and reporting to identify potential issues, escalate concerns appropriately, and partner with internal stakeholders to resolve findings while contributing to regulatory analytics initiatives.

Job Details

Θ Positions: Analyst - Compliance Inspection

Θ Job Location: Remote – Hiring office Bangalore

Θ Salary: As per company standards

Θ Job Type: Full Time

Θ Requisition ID: R.0055089

Roles and Responsibilities:

• Conduct pre-work for inspections, including confirming information received from questionnaires correspond to Empower records (e.g., licensing, location, disclosed OBAs), conducting internet searches, reviewing signatures for compliance, and coordinating with internal partners (e.g., communications compliance, supervision) using methods similar to risk and compliance analytics.
• Prepare draft inspection reports, flagging any issues for follow-up during the inspection.
• Ensure timely escalation and referral of any identified issues that require further follow-up.
• Partner with internal contacts as needed to provide oversight of the company’s inspection.
• Leverage technology and artificial intelligence tools to operate efficiently.
• Conduct remote inspections, as needed, for compliance with regulatory requirements and Empower policies.

Required Skills & Qualifications:

• College degree
• 1-2 years of directly related work experience required.
• Excellent verbal and written communication skills. Strong leadership/negotiation skills, ability to take ownership of self-professional development, and self-driven toward career goals.
• Multi-dimensional and adaptable team player, able to tackle a diversity of duties while performing non-analyst or silo style roles and solidly demonstrating initiative.
• Self-starter and problem-solver with the ability to deliver results with minimal hands-on guidance.
• Some compliance inspection, audit or investigation experience preferred.
• FINRA registrations preferred but not required.
• Exceptional interpersonal skills with ability to interface with a variety of colleagues, including associates and senior management alike, are required.
• Exceptional research and analytical skills are required, supporting outcomes similar to business data analysis.

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