Morgan Stanley invites job applications for the post of Analyst (Wealth Management) for Mumbai locations. Candidates with Bachelor’s / MBA degree or equivalent work experience & Knowledge of Exchange (SEC), FINRA and Investment Compliance Policies are eligible to apply. Candidates are requested to apply soon, before the official link expires
Name of the Organization: Morgan Stanley
Notification ID: 3249238
Positions: Analyst (Wealth Management)
Location: Mumbai
Job Type: Full Time
Qualifications:
- Bachelor’s / MBA degree or equivalent work experience
- 0-3 years of industry experience
- Risk or compliance experience a plus
Skills Required:
- Problem solving skills and Strong attention to detail
- Knowledge of Exchange (SEC), FINRA and Investment Compliance Policies is an added advantage
- Understanding of financial products, trading rules and regulatory landscape
- Efficient in MS office suite, advanced excel is an added advantage
- Strong interest in deepening business knowledge of financial industry and wealth management
- Effective written and verbal communication skills
- Ability to organize and prioritize work and meet strict SLAs
Responsibilities:
- Analysis of a suite of controls that cover various areas of Risk
- Reviewing data quality issues/violations of firm’s compliance policies
- Identifying possible patterns and trends during the review process
- Review and monitoring of Investment Policy statements of the clients
- Reporting of daily activities conducted within the team
- Participate in meetings with local and US supervisory teams as needed
- Providing coverage to the US team on need basis
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